Privacy Policy

What does Plexus do with your personal information?

What?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

Why?

The types of personal information we collect and share depend on the product or
service you have with us. This information can include:

Taxpayer identification number and assets for which we advise
Account balances and transaction history
Wire transfer instructions

When you are no longer our customer, we continue to share your information as
described in this notice.

How?

All financial companies need to share customers’ personal information to run
their everyday business. In the section below, we list the reasons financial
companies can share their customers’ personal information; the reasons
Plexus chooses to share; and whether you can limit this sharing.

Reasons we can share your information	Does Plexus share?	Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your capital account(s), respond to court orders and legal investigations, or report to credit bureaus	Yes	No
For our marketing purposes – to offer our products and services to you	No	We do not share
For joint marketing with other financial companies	No	We do not share
For our affiliates’ everyday business purposes – information about your transactions and experiences	No	We do not share
For our affiliates’ everyday business purposes – information about your creditworthiness	No	We do not share
For non-affiliates to market to you	No	We do not share

Questions?

Call (919) 256-6340

What we do
How does Plexus protect my personal information?	To protect your personal information and / or institutional data from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Plexus collect my personal information?	We collect your personal information, for example, when you Complete an investment advisory agreement or other forms; Invest in one of our funds or for which you seek our consultative services; and Make a wire transfer or direct us to buy securities.
Why can’t I limit all sharing?	Federal Law gives you the right to limit only Sharing for affiliates’ everyday business purposes –information about your creditworthiness; Sharing for non-affiliates to market to you; and Affiliates from using your information to market to you. State laws and individual companies may give you additional rights to limit sharing.

Definitions
Affiliates	Companies related by common ownership or control. They can be financial and non-financial companies. Plexus’s affiliates include Plexus Fund V-D GP, LLC, Plexus Equity Fund GP, L.P., Plexus Equity Fund GP, LLC, Plexus Fund VI GP, L.P., and Plexus Fund VI GP, LLC
Non-affiliates	Companies not related by common ownership or control. They can be financial and non-financial companies. Plexus does not share with non-affiliates so they can market to you.
Joint marketing	A formal agreement between non-affiliated financial companies that together market financial products or services to you. Plexus does not jointly market.